Building a Compliance Framework for a Fast-Growing Fintech

The client had scaled headcount and transaction volume faster than its finance and compliance functions. Investor due diligence flagged gaps in documentation, segregation of duties, and regulatory reporting.

Odessium Advisory mapped obligations across SECP requirements and internal governance expectations, then prioritised quick wins: policy templates, approval workflows, and monthly compliance checklists.

Within twelve weeks the company achieved a documented control environment, passed follow-up diligence, and reduced month-end close time by nearly a third through clearer ownership of tasks.